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FSA Compliance Manual

The simple, no-nonsense guide to getting it right, all on one CD!

  • An introduction to and overview of the FSA rules (including the Financial Resources requirements and Accounting Records requirements)
  • Details of how to apply the FSA rules in practice when advising clients on pension, protections and savings issues
  • Guidance on the Senior Management Arrangements Systems and Controls (SYSC) procedures

The manual will assist in compliance with the Conduct of Business Rules (COB) to ensure that all work is done in the same way and in accordance with the firm's compliance procedures. The manual comes complete with on-screen documents which cover the areas of: Administration, Fact Find, Research and Recommendations and File Completion.

Costs
The price of the manual is £245 (£195*) plus VAT. Updates will be automatically be sent to you. These are covered by an annual subscription (starting on 1 July following purchase) of £50 (£45*).

* Special discounted price to members.