Technical
Manuals > The simple, no-nonsense guide to getting
it right, all on one CD!
- An introduction to and overview of the FSA
rules (including the Financial Resources requirements and Accounting Records requirements)
- Details of how to apply the FSA rules in practice when advising clients
on pension, protections and savings issues
- Guidance on the Senior
Management Arrangements Systems and Controls (SYSC) procedures
The
manual will assist in compliance with the Conduct of Business Rules (COB) to ensure
that all work is done in the same way and in accordance with the firm's compliance
procedures. The manual comes complete with on-screen documents which cover the
areas of: Administration, Fact Find, Research and Recommendations and File Completion.
Costs
The price of the manual is £245 (£195*)
plus VAT. Updates will be automatically be sent to you. These are covered by an
annual subscription (starting on 1 July following purchase) of £50 (£45*).
*
Special discounted price to members.
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