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Investment Business Helpline

This service provides independent expert advice and assistance regarding:

  • Interpreting the requirements of the Investment Intermediaries Act and Investment Business Regulations
  • Implementing the Investment Business Regulations
  • Matters of judgement where a second opinion is needed
  • Areas where consultation is required by the Investment Business Regulations and sufficient in-house resources are not available

Cost
Minimum charge of £45 (£40*)

  • No charge for registration.
  • Estimates will be provided if required.
  • Invoices are due for payment within 30 days.
  • Substantial consultancy assignments e.g. hot reviews will be discussed in detail in advance.

*Special discounted price for Mercia members.