Technical Manuals >

The simple, no-nonsense guide to getting it right, all on one CD! The CD includes

• An introduction to and overview of the regulatory environment and ICAI Investment Business Regulations
• Details of how to apply the ICAI regulations in practice when advising clients on pension, protections and investment products (including tax efficient investment schemes)
• Guidance on when and how to conduct corporate finance investment business for clients

The manual will assist in compliance with the ICAI Conduct of Investment Business Regulations to ensure that all work is done in the same way and in accordance with the firm’s compliance procedures. The manual comes complete with on-screen documents which cover the areas of:

• Administration (including engagement letters)
• Fact Find
• Research and Recommendations
• File Completion

It will also provide you with memoranda and forms that you need to ensure everyone in the firm is aware of the required procedures and that they comply with them.

Costs
The manual costs €395 plus VAT. Updates will be covered by an annual fee of €95 plus VAT invoiced 1 July in the year following purchase.