Quality Control Reviews - Investment Business Review

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Investment Business Review

This review will cover all the areas for which the firm is authorised to conduct investment business. Reviews include:

discussion of investment business procedures
in depth review of a sample of client files
follow up discussion with the investment business compliance partner
detailed findings report and recommendations.

Costs
€1,900 per day.

We also offer Whole Firm Reviews (including audit exemption and independent examination assignment reviews).

All prices are stated exclusive of VAT and travelling expenses (where applicable). If you would like to discuss anything in more detail please contact Brian Mailey or call him on +353 (0)1 8090080.