Investment Business Compliance Review
This review will cover all the areas for which the firm is authorised to conduct investment business. Reviews include:
- discussion of investment business procedures
- in depth review of a sample of client files
- follow up discussion with the investment business compliance partner
- detailed findings report and recommendations.
Costs
From €450, please contact us for a quotation.
If you would like to discuss anything in more detail please contact Brian Mailey or call him on +353 (0)1 8090080.
Email: